How is the Private Market Regulated 2022-02-27T20:28:57-07:00
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The securities commissions/regulatory authorities in each province and territory regulate the public and private capital markets in Canada through securities legislation, regulations, rules and national or multilateral instruments. Security law administration and enforcement is overseen by security regulators that have regulatory oversight of issuers of exempt products and market participants – dealers and dealing representatives.

CVC, as an exempt market dealer, is registered with the Alberta Securities Commission as our principal regulator and we are also registered with the British Columbia Securities Commission for our British Columbia activities. Each of our Dealing Representatives is registered with the regulator of the province in which they reside and may also be registered in the other provinces in which CVC is registered. You can find our registration and our Dealing Representative’s information at the Canadian Securities Administrators website.

(NOTE: CVC™ Market Point Inc. is not associated with or specifically endorsed or recommended by the CSA or its Members and that although the information contained in their website is believed to be accurate, complete, and up to date when posted, the CSA or its Members cannot guarantee that it is or will remain accurate, complete or current.

Please see these other sources for further information

The securities commissions/regulatory authorities in each province and territory regulate the public and private capital markets in Canada through securities legislation, regulations, rules and national or multilateral instruments. Security law administration and enforcement is overseen by security regulators that have regulatory oversight of issuers of exempt products and market participants – dealers and dealing representatives.

CVC, as an exempt market dealer, is registered with the Alberta Securities Commission as our principal regulator and we are also registered with the British Columbia Securities Commission for our British Columbia activities. Each of our Dealing Representatives is registered with the regulator of the province in which they reside and may also be registered in the other provinces in which CVC is registered. You can find our registration and our Dealing Representative’s information at the Canadian Securities Administrators website.

(NOTE: CVC™ Market Point Inc. is not associated with or specifically endorsed or recommended by the CSA or its Members and that although the information contained in their website is believed to be accurate, complete, and up to date when posted, the CSA or its Members cannot guarantee that it is or will remain accurate, complete or current.

Please see these other sources for further information

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